【www.gbppp.com--经典美文】
一、单项选择题
1. 按照《中华人民共和国证券投资基金法》的要求，国务院证券监督管理机构工作人员依法履行职责，进行调查或者检查时，不得
少于（ ）人，并应当出示合法证件；对调查或者检查中知悉的商业秘密负有保密的义务。
A. 二
B. 三
C. 五
D. 六
您的答案：A
题目分数：10
此题得分：10.0
批注：
2. 按照《中华人民共和国证券投资基金法》的要求，基金管理人、基金托管人未按规定建立证券投资申报等管理制度的，责令改正
，处（ ）罚款。
A. 一万元以上三万元以下
B. 三万元以上十万元以下
C. 十万元以上一百万元以下
D. 一百万元以上
您的答案：C
题目分数：10
此题得分：10.0
批注：
3. 按照《中华人民共和国证券投资基金法》的要求，基金管理人的董事、监事、高级管理人员和其他从业人员，基金托管人的专门
基金托管部门的高级管理人员和其他从业人员，未按规定申报证券投资情况，责令改正，处（ ）罚款。
A. 一万元以上三万元以下
B. 三万元以上十万元以下
C. 十万元以上一百万元以下
D. 一百万元以上
您的答案：B
题目分数：10
此题得分：10.0
批注：
二、多项选择题
4.
您的答案：C,A
此题得分：10.0
批注：
5. 按照《中华人民共和国证券投资基金法》的要求，基金行业协会应履行的职责包含（ ）等。
A. 制定和实施行业自律规则
B. 监督、检查会员及其从业人员的执业行为
C. 制定行业执业标准和业务规范
D. 依法办理非公开募集基金的登记、备案
您的答案：A,C,D,B
题目分数：10
此题得分：10.0
批注：
三、判断题
6. 按照《中华人民共和国证券投资基金法》的要求，基金管理人、基金托管人在履行各自职责的过程中，违反本法规定或者基金合
同约定，给基金财产或者基金份额持有人造成损害的，应当分别对各自的行为依法承担赔偿责任；因共同行为给基金财产或者基金份
额持有人造成损害的，应当承担连带赔偿责任。（ ）
您的答案：正确
题目分数：10
此题得分：10.0
批注：
7. 按照《中华人民共和国证券投资基金法》的要求，违反法律、行政法规或者国务院证券监督管理机构的有关规定，情节严重的，
国务院证券监督管理机构可以对有关责任人员采取证券市场禁入的措施。（ ）
您的答案：正确【中华人民共和国证券投资基金法】
题目分数：10
此题得分：10.0
批注：
8. 按照《中华人民共和国证券投资基金法》的要求，公开募集基金的基金管理人的董事、监事、高级管理人员未能勤勉尽责，致使
基金管理人存在重大违法违规行为或者重大风险的，国务院证券监督管理机构可以责令更换。（ ）
您的答案：正确
题目分数：10
批注：
9. 按照《中华人民共和国证券投资基金法》的要求，基金管理人、基金托管人利用基金财产从事内幕交易、操纵证券交易价格等不
正当交易活动，依照《中华人民共和国证券法》的有关规定处罚，不需对主管人员和其他直接责任人员追究责任。（ ）
您的答案：错误
题目分数：10
此题得分：10.0
批注：
10. 按照《中华人民共和国证券投资基金法》的要求，会计师事务所、律师事务所未勤勉尽责，所出具的文件有虚假记载、误导性陈【中华人民共和国证券投资基金法】
述或者重大遗漏的，责令改正，没收业务收入，暂停或者撤销相关业务许可，并处业务收入一倍以上五倍以下罚款。（ ）
您的答案：正确
题目分数：10
此题得分：10.0
中华人民共和国证券投资基金法（2015年修正）
颁布单位：全国人大常委会
发文字号：主席令第二十三号
颁布时间：2015-04-24
实施日期：2015-04-24
效力级别：宪法法律
时效性： 已修正
（2003年10月28日第十届全国人民代表大会常务委员会第五次会议通过 2012年12月28日第十一届全国人民代表大会常务委员会第三十次会议修订 中华人民共和国主席令第七十一号公布 自2013年6月1日起施行 根据2015年4 月24日第十二届全国人民代表大会常务委员会第十四次会议《全国人民代表大会常务委员会关于修改<中华人民共和国港口法>等七部法律的决定》修正）
目 录
第一章 总 则
第二章 基金管理人
第三章 基金托管人
第四章 基金的运作方式和组织
第五章 基金的公开募集
第六章 公开募集基金的基金份额的交易、申购与赎回
第七章 公开募集基金的投资与信息披露
第八章 公开募集基金的基金合同的变更、终止与基金财产清算
第九章 公开募集基金的基金份额持有人权利行使
第十章 非公开募集基金
第十一章 基金服务机构
第十二章 基金行业协会
第十三章 监督管理
第十四章 法律责任
第十五章 附 则
第一章 总 则
第一条 为了规范证券投资基金活动，保护投资人及相关当事人的合法权益，促进证券投资基金和资本市场的健康发展，制定本法。
第二条 在中华人民共和国境内，公开或者非公开募集资金设立证券投资基金（以下简称基金），由基金管理人管理，基金托管人托管，为基金份额持有人的利益，进行证券投资活动，适用本法；本法未规定的，适用《中华人民共和国信托法》、《中华人民共和国证券法》和其他有关法律、行政法规的规定。
第三条 基金管理人、基金托管人和基金份额持有人的权利、义务，依照本法在基金合同中约定。
基金管理人、基金托管人依照本法和基金合同的约定，履行受托职责。
通过公开募集方式设立的基金（以下简称公开募集基金）的基金份额持有人按其所持基金份额享受收益和承担风险，通过非公开募集方式设立的基金（以下简称非公开募集基金）的收益分配和风险承担由基金合同约定。
第四条 从事证券投资基金活动，应当遵循自愿、公平、诚实信用的原则，不得损害国家利益和社会公共利益。
第五条 基金财产的债务由基金财产本身承担，基金份额持有人以其出资为限对基金财产的债务承担责任。但基金合同依照本法另有约定的，从其约定。
基金财产独立于基金管理人、基金托管人的固有财产。基金管理人、基金托管人不得将基金财产归入其固有财产。
基金管理人、基金托管人因基金财产的管理、运用或者其他情形而取得的财产和收益，归入基金财产。
基金管理人、基金托管人因依法解散、被依法撤销或者被依法宣告破产等原因进行清算的，基金财产不属于其清算财产。
第六条 基金财产的债权，不得与基金管理人、基金托管人固有财产的债务相抵销；不同基金财产的债权债务，不得相互抵销。
第七条 非因基金财产本身承担的债务，不得对基金财产强制执行。
第八条 基金财产投资的相关税收，由基金份额持有人承担，基金管理人或者其他扣缴义务人按照国家有关税收征收的规定代扣代缴。
第九条 基金管理人、基金托管人管理、运用基金财产，基金服务机构从事基金服务活动，应当恪尽职守，履行诚实信用、谨慎勤勉的义务。
基金管理人运用基金财产进行证券投资，应当遵守审慎经营规则，制定科学合理的投资策略和风险管理制度，有效防范和控制风险。
基金从业人员应当具备基金从业资格，遵守法律、行政法规，恪守职业道德和行为规范。
第十条 基金管理人、基金托管人和基金服务机构，应当依照本法成立证券投资基金行业协会（以下简称基金行业协会），进行行业自律，协调行业关系，提供行业服务，促进行业发展。 第十一条 国务院证券监督管理机构依法对证券投资基金活动实施监督管理；其派出机构依照授权履行职责。
第二章 基金管理人
第十二条 基金管理人由依法设立的公司或者合伙企业担任。
公开募集基金的基金管理人，由基金管理公司或者经国务院证券监督管理机构按照规定核准的其他机构担任。
第十三条 设立管理公开募集基金的基金管理公司，应当具备下列条件，并经国务院证券监督管理机构批准：
（一）有符合本法和《中华人民共和国公司法》规定的章程；
（二）注册资本不低于一亿元人民币，且必须为实缴货币资本；
（三）主要股东应当具有经营金融业务或者管理金融机构的良好业绩、良好的财务状况和社会信誉，资产规模达到国务院规定的标准，最近三年没有违法记录；
（四）取得基金从业资格的人员达到法定人数；
（五）董事、监事、高级管理人员具备相应的任职条件；
（六）有符合要求的营业场所、安全防范设施和与基金管理业务有关的其他设施；
（七）有良好的内部治理结构、完善的内部稽核监控制度、风险控制制度；
（八）法律、行政法规规定的和经国务院批准的国务院证券监督管理机构规定的其他条件。
第十四条 国务院证券监督管理机构应当自受理基金管理公司设立申请之日起六个月内依照本法第十三条规定的条件和审慎监管原则进行审查，作出批准或者不予批准的决定，并通知申请人；不予批准的，应当说明理由。
基金管理公司变更持有百分之五以上股权的股东，变更公司的实际控制人，或者变更其他重大事项，应当报经国务院证券监
一、单项选择题
1. 按照《中华人民共和国证券投资基金法》的要求，设立管理公开募集基金的基金管理公司，注册资本不得低于（ ）元人民币，且必须为实缴货币资本。
A. 一千万
B. 五千万
C. 一亿
D. 两亿
您的答案：C
题目分数：10
此题得分：10.0
2. 按照《中华人民共和国证券投资基金法》的要求，非公开募集基金应当向合格投资者募集，合格投资者累计不得超过（ ）。
A. 二百人
B. 三百人
C. 五百人
D. 五百人
您的答案：A
题目分数：10
此题得分：10.0
二、多项选择题
3. 按照《中华人民共和国证券投资基金法》的要求，公开募集基金，应当经国务院证券监督管理机构注册。未经注册，不得公开或者变相公开募集基金。前款所称公开募集基金，包括（ ）。
A. 向不特定对象募集资金
B. 向特定对象募集资金累计超过一百人
C. 向特定对象募集资金累计超过二百人
D. 法律、行政法规规定的其他情形
您的答案：D,A,C
题目分数：10
此题得分：10.0
4. 按照《中华人民共和国证券投资基金法》的要求，基金财产应当用于下列投资：（ ）。
A. 上市交易的股票
B. 上市交易的债券
C. 国务院证券监督管理机构规定的其他证券
D. 国务院证券监督管理机构规定的其他证券衍生品 您的答案：C,B,D,A
题目分数：10
此题得分：10.0
5. 按照《中华人民共和国证券投资基金法》的要求，公开募集基金的基金管理人应当履行的职责包含（ ）等。
A. 依法募集资金，办理基金份额的发售和登记事宜
B. 对所管理的不同基金财产分别管理、分别记账，进行证券投资
C. 进行基金会计核算并编制基金财务会计报告
D. 办理与基金财产管理业务活动有关的信息披露事项 您的答案：D,A,B,C
题目分数：10
此题得分：10.0
6. 按照《中华人民共和国证券投资基金法》的要求，公开募集基金的基金管理人及其董事、监事、高级管理人员和其他从业人员不得有（ ）等行为。
A. 将其固有财产或者他人财产混同于基金财产从事证券投资
B. 不公平地对待其管理的不同基金财产
C. 利用基金财产或者职务之便为基金份额持有人以外的人牟取利益
D. 侵占、挪用基金财产
您的答案：C,B,A,D
题目分数：10
此题得分：10.0
三、判断题
7. 按照《中华人民共和国证券投资基金法》的要求，基金管理人由委托人指定的理财经理担任。（ ） 您的答案：错误
题目分数：10
此题得分：10.0
8. 按照《中华人民共和国证券投资基金法》的要求，基金托管人只能由依法设立的商业银行担任。（ ） 您的答案：正确
题目分数：10
此题得分：0.0
9. 证券的本质是权利的证券化。其类别包含股票、公司债券、政府债券、有限公司出资证明、基金份额凭证、投资合同等。（ ）
您的答案：错误
题目分数：10
此题得分：0.0
10. 按照《中华人民共和国证券投资基金法》的要求，公开或者非公开募集资金，以进行证券投资活动为目的设立的公司或者合伙企业，资产由基金管理人或者普通合伙人
管理的，其证券投资活动适用本法。（ ） 您的答案：正确
题目分数：10
此题得分：10.0
试卷总得分：80.0
一、单项选择题【中华人民共和国证券投资基金法】
1. 按照《中华人民共和国证券投资基金法》的要求，设立管理公开募集基金的基金管理公司，注册资本不得低于（ ）元人民币，且必须为实缴货币资本。
A. 一千万
B. 五千万
C. 一亿
D. 两亿
您的答案：C
题目分数：10
此题得分：10.0
批注：
2. 按照《中华人民共和国证券投资基金法》的要求，非公开募集基金应当向合格投资者募集，合格投资者累计不得超过（ ）。
A. 二百人
B. 三百人
C. 五百人
D. 五百人
您的答案：A
题目分数：10
此题得分：10.0
批注：
二、多项选择题
3. 按照《中华人民共和国证券投资基金法》的要求，公开募集基金，应当经国务院证券监督管理机构注册。未经注册，不得公开或者变相公开募集基金。前款所称公开募集基金，包括（ ）。
A. 向不特定对象募集资金
B. 向特定对象募集资金累计超过一百人
C. 向特定对象募集资金累计超过二百人
D. 法律、行政法规规定的其他情形
您的答案：A,D,C
题目分数：10
此题得分：10.0
批注：
4. 按照《中华人民共和国证券投资基金法》的要求，基金财产应当用于下列投资：（ ）。
A. 上市交易的股票
B. 上市交易的债券
C. 国务院证券监督管理机构规定的其他证券
D. 国务院证券监督管理机构规定的其他证券衍生品
您的答案：B,D,C,A
题目分数：10
批注：
5. 按照《中华人民共和国证券投资基金法》的要求，公开募集基金的基金管理人应当履行的职责包含（ ）等。
A. 依法募集资金，办理基金份额的发售和登记事宜
B. 对所管理的不同基金财产分别管理、分别记账，进行证券投资
C. 进行基金会计核算并编制基金财务会计报告
D. 办理与基金财产管理业务活动有关的信息披露事项
您的答案：B,C,D,A
题目分数：10
此题得分：10.0
批注：
6. 按照《中华人民共和国证券投资基金法》的要求，公开募集基金的基金管理人及其董事、监事、高级管理人员和其他从业人员不得有（ ）等行为。
A. 将其固有财产或者他人财产混同于基金财产从事证券投资
B. 不公平地对待其管理的不同基金财产
C. 利用基金财产或者职务之便为基金份额持有人以外的人牟取利益
D. 侵占、挪用基金财产
您的答案：D,B,A,C
题目分数：10
此题得分：10.0
批注：
三、判断题
7. 按照《中华人民共和国证券投资基金法》的要求，基金管理人由委托人指定的理财经理担任。（ ）
您的答案：错误
题目分数：10
此题得分：10.0
批注：
8. 按照《中华人民共和国证券投资基金法》的要求，基金托管人只能由依法设立的商业银行担任。（ ）
您的答案：错误
题目分数：10
此题得分：10.0
批注：
9. 证券的本质是权利的证券化。其类别包含股票、公司债券、政府债券、有限公司出资证明、基金份额凭证、投资合同等。（ ）
您的答案：正确
题目分数：10
批注：
10. 按照《中华人民共和国证券投资基金法》的要求，公开或者非公开募集资金，以进行证券投资活动为目的设立的公司或者合伙企业，资产由基金管理人或者普通合伙人管理的，其证券投资活动适用本法。（ ）
您的答案：正确
题目分数：10
此题得分：10.0
批注：
证券投资基金法
The Law of the People's Republic of China on Securities Investment Fund The Law of the People's Republic of China on Securities Investment Fund, which was adopted at the fifth meeting of the Standing Committee of the Tenth National People's Congress on October 28, 2003, is hereby promulgated and shall take effect as of June 1, 2004. Hu Jintao, the President
October 28, 2003
Law of the People's Republic of China on Securities Investment Fund
Contents
Chapter I General Provisions
Chapter II Fund Managers
Chapter III Fund Trustees
Chapter IV Raising of Fund
Chapter V Trading of Fund Shares
Chapter VI Subscription to and Redemption of Fund Shares
Chapter VII Fund Operations and Information Disclosure
Chapter VIII Alteration and Termination of the Fund Contract and Liquidation of Fund Property
Chapter IX Rights of the Fund Share Holders and the Exercise thereof
Chapter X Supervision and Administration
Chapter XI Legal Liabilities
Chapter XII Supplementary Provisions
Chapter I General Provisions
Article 1 The present Law is enacted with a view to regulating the activities concerning securities investment fund, to protect the legitimate rights and interests of the investors and other relevant parties, and to promote the healthy development of securities investment fund and securities market.
Article 2 The present Law shall apply to the securities investment activities conducted through the method of portfolio and through public offering of fund shares to raise securities investment fund (hereinafter referred to as fund), which is managed by fund managers and entrusted to fund trustees for the benefits of the fund share holders; the matters not covered by the present Law shall be governed by the Trust Law of the People's Republic of China, the Securities Law of the People's Republic of China, and other relevant laws and administrative regulations. Article 3 The rights and obligations of the fund managers, fund trustees and fund share holders shall be stipulated in the fund contracts in accordance with the present Law.
The fund managers and fund trustees shall perform the duties of trusteeship in accordance with the present Law and the fund contract. A holder of fund shares shall enjoy the benefits and bear the risks to the extent of the fund shares it holds.
Article 4 Those engaging in the activities involving securities investment fund shall adhere to the principles of free will, fairness and good faith, and may not impair the state and public interests.
Article 5 A fund contract shall stipulate the operation method of the fund. A fund can be operated in a closed, open, or any other way.
A fund operated in a closed way (hereinafter referred to as closed fund) refers to the fund of which the ratified total fund shares remains fixed during the valid term of the fund contract and of which the fund shares can be traded on the securities exchanges established according to law, but can not be redeemed by the fund share holders through application.
A fund operated in an open way (hereinafter referred to as open fund) refers to the fund of which the total fund shares are unfixed and of which the fund shares may be subscribed to or redeemed at the time and place stipulated in the fund contract.
The methods of offering, trading, subscription and redemption of the fund shares of other funds operated through other methods shall be separately formulated by the State Council.
Article 6 Fund property shall be independent from the property owned by the fund manager and fund trustee. The fund manager and fund trustee may not attribute any of the fund property into their own property.
The property and benefits obtained by the fund manager and fund trustee as a result of the management, utilization or any other use of the fund shall be included into the fund property.
Where the fund manager or fund trustee goes into liquidation as a result of dissolution, cancellation, or declared bankruptcy according to law, the fund property shall not be taken as their liquidation property.
Article 7 The credit rights of fund property may not be set off against the debts of the property owned by the fund manager and fund trustee; and the credit rights and debts of different fund properties may not be set off against each other.
Article 8 The debts not arising out of the fund property may not be enforced against such fund property.
Article 9 The fund manager and fund trustee shall, in managing and utilizing the fund property, devote themselves to their duties and perform the obligations of good faith, prudence and diligence.
Fund practitioners shall have obtained the qualifications for practice relating to funds, and shall abide by the laws, administrative regulations, professional ethics, and code of conduct.
Article 10 Fund managers, fund trustees and fund share offering institutions may establish trade associations to strengthen self-regulation, coordinate trade relationship, provide trade services, and promote the development of the trade.
Article 11 The securities regulatory department under the State Council shall supervise and regulate the activities concerning securities investment fund according to law.
Chapter II Fund Managers
Article 12 Fund managers shall be assumed by the fund management companies established according to law.To be a fund manager, the ratification of the securities regulatory department under the State Council is required.
Article 13 For establishment of a fund management company, the following conditions shall be satisfied and the approval of the securities regulatory department under the State Council is required:
1) Having the articles of association which are in conformity with the present Law and the Company Law of the People's Republic of China;
2) Having a registered capital of no less than 100 million RMB and all of the capital being paid-in monetary capital;
3) Principal shareholders having good business performance and public reputation in the
securities business, securities investment consultation, trust assets management or other financial assets management, having no record of violation of law within the last 3 years, and having a registered capital of no less than 300 million RMB;
4) The number of persons with fund practice qualification reaching the statutory requirement;
5) Having business sites, security facilities and other facilities relating to fund management business that comply with the requirements;
6) Having sound internal auditing and monitoring system and risk control system;
7) Other conditions provided for by laws and administrative regulations and those provided for by the securities regulatory department under the State Council and approved by the State Council.
Article 14 The securities regulatory department under the State Council shall, within 6 months from accepting the application for establishment of a fund management company, make the examination pursuant to the conditions specified in Article 13 hereof and the principle of prudent regulation, make the decision whether to grant the approval or not, and notify the applicant, and shall explain the reasons if no approval is granted. Where a fund management company is to establish any branch, modify its articles of association, or alter any other major matters, it shall apply to the securities regulatory department under the State Council for approval. The securities regulatory department under the State Council shall, within 60 days from the day of accepting the application, make the decision whether to grant approval or not, and notify the applicant, and shall explain the reasons if no approval is granted.
Article 15 None of the following personnel may be a securities practitioner of a fund manager:
1) Those being given criminal penalties for the crime of bribery and embezzlement, malfeasance, or encroachment of property, or the crime of undermining the socialist market economic order;
2) The directors, supervisors, factory directors, mangers and other senior executives who are personally liable for the bankruptcy and liquidation due to poor management or the revocation of business license due to violation of law of the companies and enterprises in which they hold office, provided that it has been less than 5 years since the day of the end of the bankruptcy liquidation or of the revocation of business license;
3) Those with large amount of outstanding personal debts;
4) The practitioners of fund managers, fund trustees, securities exchanges, securities companies, securities registration and settlement institutions, futures exchanges, futures brokerage companies and other institutions, and the state functionaries that have been dismissed due to violations of law;
5) The lawyers, certified accountants, practitioners of assets evaluation institutions and assets verification institutions, and practitioners of investment consultation institutions whose practice licenses have been revoked or who have been disqualified due to violations of law;
6) Other personnel that may not engage in the fund business as provided for by any law or administrative regulation.
Article 16 The managers and other senior managerial personnel of a fund manager shall be familiar with the laws and administrative regulations concerning securities investment, have the qualification for fund practice, and have worked in the field relevant to the position they hold for more than 3 years.
Article 17 The selection or change of the managers and other senior managerial personnel of a fund manager shall be submitted to the securities regulatory department under the State Council for examination in accordance with the conditions for holding such office provided for by the present Law and other relevant laws and administrative regulations.
Article 18 The directors, supervisors, managers and other practitioners of a fund manager may not hold any position in the fund trustee or other fund managers, and may not conduct any securities transactions and other activities that impair the fund property and the interests of the fund share holders.
Article 19 A fund manager shall perform the following duties:
1) Raising the fund according to law and handling or entrusting other institutions recognized by the securities regulatory department under the State Council to handle the offering, subscription, redemption and registration of fund shares;
2) Making fund records;
3) Applying separate management and separate account books to different fund properties it manages to make securities investment;
4) Determining the scheme on distribution of fund proceeds according to the stipulations of the fund contract and distributing profits to the holders of fund shares in good time;
5) Making fund accounting and preparing the fund financial accounting report;
6) Preparing midterm and annual fund reports;
7) Calculating and publicizing the net value of the fund assets and determining the prices for subscription and redemption of the fund shares;
8) Handling the relevant information disclosures related to the management of the fund property;
9) Convening the fund share holders'' meeting;
10) Keeping the records, account books, statements and other relevant materials of the fund property management;
11) Exercising litigation rights or carrying out other legal action in the name of the fund manager for the interests of the fund share holders;
12) Other duties provided for by the securities regulatory department under the State Council. Article 20 A fund manager may not conduct any of the following acts:
1) Mixing its own property or the property of others with the fund property to make securities investment;
2) Treating different fund properties it manages unfairly;
3) Seeking benefits for any third party other than the fund share holders by using the fund property;
4) Unlawfully promising the fund share holders to make benefits or bear losses;
5) Any other acts prohibited by the securities regulatory department under the State Council in accordance with the relevant provisions of the laws and administrative regulations.
Article 21 With respect to a fund manager under any of the following circumstances, the securities regulatory department under the State Council shall, according to its powers, order that fund manager to make rectification or disqualify it as a fund manager:
1) Having committed any serious violations of laws or rules;
2) No longer meeting the conditions provided for in Article 13 hereof;
3) Other circumstances provided for by laws and administrative regulations.
Article 22 Under any of the following circumstances, the duties of a fund manager shall terminate:
1) Being disqualified for fund management;
2) Being dismissed by the fund share holders'' meeting;
3) Being dissolved, or cancelled, or declared bankruptcy according to law;
4) Other circumstances stipulated in the fund contract.
Article 23 Where the duties of a fund manager terminate, the fund share holders'' meeting shall appoint a new fund manager within 6 months; before the appointment of the new fund manager, the securities regulatory department under the State Council shall designate a temporary fund manager.
A fund manager shall, upon termination of its duties, keep in good conditions the materials of fund management and process the formalities for handover of the business in good time, the new fund manger or temporary fund manager shall take over the business in good time.
Article 24 A fund manager shall, upon termination of its duties, retain an accounting firm to audit the fund property, publicize the auditing results and put on record with the securities regulatory department under the State Council.
本文来源：http://www.gbppp.com/jd/464319/
推荐访问:中华人民共和国拆迁法 中华人民共和国防洪法